Skip to main content
  • Home
  • About Us
    • Our Services
    • Our Firm
    • Our Location
    • Tell A Friend
  • Events
  • Resources
    • Financial Planning
    • Articles
    • Calculators
    • Flipbooks
    • Newsletters
    • Glossary
    • Tax Library
  • Contact Us

LPL Financial Form CRS

 

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). Insurance products are offered through LPL Financial or its licensed affiliates. Tri County Area Federal Credit Union and Tri County Area Investment & Retirement Services are not  registered as a broker/dealer or investment advisor. Registered representatives of LPL offer products and services using Tri County Area Investment & Retirement Services, and may also be employees of Tri County Area Federal Credit Union. These product and services are being offered through LPL or its affiliates, which are separate entities from and not affiliates of Tri County Aresa Federal Credit Union or Tri County Area Investment & Retirement Services. Securities and insurance offered through LPL or its affiliates are:

Not Insured by NCUA or Any Other Government Agency

Not Credit Union Guaranteed

Not Credit Union Deposits or Obligations

 May Lose Value

This site is designed for U.S. residents only. The services offered within this site are offered exclusively through our U.S. registered representatives. LPL Financial U.S. registered representatives may only conduct business with residents of the states for which they are properly registered: PA/NJ/MD/DE/MS/OH/NC/CO/FL Please note that not all of the investments and services mentioned are available in every state. 

www.finra.org

www.sipc.org

Your Credit Union (“Financial Institution”) provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for advisory services. Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html

  • Site Map